Source Recruitment

Compliance Analyst

Financial Services

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Job type
Full-time
Contract type
Permanent
Location
Office
Start date
Not specified
Salary
Not specified

The Position

Support the Compliance team of this prestigious global wealth management firm in delivering the Branch's compliance framework, ensuring adherence to all relevant requirements, legislation, regulations and internal procedures.

The Responsibilities

Responsibilities in this role will include supporting the Head of Compliance and Senior Compliance Specialists across a range of compliance matters, researching regulatory requirements and assisting with the delivery and maintenance of the Compliance Monitoring Programme. Under supervision, you will also undertake testing activities, documenting findings and preparing reports.

Experience / Qualifications / Education

Strong communication skills are essential, as you will be expected to build and maintain relationships with business stakeholders. The successful candidate must demonstrate a willingness to learn and develop their technical compliance knowledge, alongside a strong sense of integrity.

A relevant qualification in Compliance, Law, Risk or Financial Services is essential, as is experience in one of these areas. Knowledge of the wealth management industry would be advantageous.

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