The International Stock Exchange

Senior Analyst, Market Regulation

Financial Services

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Job type
Full-time
Contract type
Permanent
Location
Office
Start date
Not specified
Salary
Not specified

The Position

We are seeking to recruit a Senior Analyst to join our Market Regulation Department. This role will report to the Manager in our Market Investigations team and will be focused on supporting all aspects of the Exchange’s market surveillance and enhanced market monitoring activities, investigations, supervisory and enforcement recommendations related to market participants as well as the handling of intelligence. In anticipation of further growth and future planned expansion, this is an exciting opportunity to work in capital markets for a locally based company with truly international ambitions. 

The Responsibilities

·         Support in all aspects of market supervision and investigations;

·         Support market monitoring, analysis and surveillance activities and the continuous improvement of related policies, procedures and controls

·         Support the management of Active Cases, Watchlist issuers/members and relevant Notable Events;

·         Support the management of all matters escalated by market operations;

·         Assist, and provide absence cover for, the management of all automated price movement exception reporting as well as the manual review of Nova’s order book for price exceptions;

·         Engage with Trading & Listing Members and ensure relationships are built and maintained;

·         Provide and help develop management information;

·         Ensure a comprehensive understanding of the Exchange’s rules, particularly those around code of conduct, supervision and enforcement; 

·         Develop a comprehensive understanding of the regulatory and legal frameworks for market participants, particularly as they apply to market abuse and other financial crime obligations;

·         Undertake continual personal development to ensure that knowledge of relevant legal and regulatory matters is maintained;

·         Assist with the management and delivery of any board approved trading and/or data services;

·         Prepare accurate data and reports for senior management, the LMC, Board/s or Risk Committee as required;

·         Engage with, other regulators and agencies in relation to intelligence sharing and ensure relationships are maintained; and

·         Assist with ad hoc projects as requested by the Board.

Experience / Qualifications / Education

·         Relevant ICA or CISI qualification;

·         Relevant industry experience;

·         Ability to role model company values;

·         Ability to exercise good judgement when dealing with partial, ambiguous or complex information;

·         High level of accuracy and attention to detail;

·         Analytical and investigative mindset driven by curiosity;

·         Ability to prioritise effectively;

·         Ability to work under pressure and meet agreed deadlines;

·         Sound knowledge of industry standards and regulations;

·         Methodical and organised, with an attention to detail;

·         Excellent communicator with a variety of stakeholders; 

·         Ability to initiate and manage deliverables with minimal supervision; and

·         High level of accuracy and attention to detail.

Benefits

Comprehensive benefits package

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